Research Grants & Contracts  
      

 
 
  Budget Development

Person Months Conversion Chart
OHSU Committed Cost Sharing Agreement
Sample PHS 398 and 2590 Face Pages
Facilities and Administration (F&A) Cost Rates
NIH NRSA Award Stipend Levels
Modular Grant Applications
Effort Commitment and Cost Sharing on Applications for Research Funding
School of Medicine Graduate Research Assistants on Research Grants

Click here to see the Other Personnel Expenses (OPE) Rate Chart.

NIH Salary Limitation (Cap): $191,300(effective 1/1/2008)

EQUIPMENT, definition at OHSU: Tangible, nonexpendable personal property having a useful life of more than one year and an acquisition cost of $3,000 or more per unit.

Facilities & Administration Cost Rates

The Facilities & Administration (F&A) Costs are also known as Indirect Costs or Overhead. F&A costs include administrative expenses, space costs, utilities, general office and computer supplies, etc. Every institution that receives federal funding negotiates its F&A cost rates with one federal agency known as its "cognizant agency". The "cognizant agency" for OHSU is the Department of Health and Human Services (DHHS). The agreed upon F&A rates are then used to apply for funding from any sponsor. The OHSU F&A Costs Rate Agreement with DHHS can be viewed and printed with the use of the Adobe Acrobat Reader plug-in.

On February 18, 2005, OHSU negotiated a new F&A rate agreement. The F&A rates are as follows:

Activity Mission Code FY05 FY06 FY07 FY08 FY09
Externally Sponsored Research 21 51.0 52.5 53.5 54.0 54.0
Sponsored Research Training* 25 51.0 52.5 53.5 54.0 54.0
Other Sponsored Activity 51 30.6 32.0 33.0 33.5 33.5
Sponsored Instruction & Training* 12 34.9 36.5 37.5 38.0 38.0
Non-Industry Clinical Trial 54 30.6 32.0 33.0 33.5 33.5
Industry Sponsored Clinical Trial 54 25.0 25.0 25.0 25.0 25.0
ONPRC Core Grant 21 27.0 27.0 27.0 28.0 28.0
ONPRC Non-Core Grants 21 63.0 63.0 63.0 64.0 64.0
*NIH routinely limits F&A on these grants to 8%.
Note 1: A fiscal year begins July 1 and ends June 30.
Note 2: Off-campus rates remain at 26% for all activities.

These rates are effective immediately so you must include them in all NEW and COMPETING grant applications and contract proposals submitted to sponsors.

For a description of OHSU's sponsored project mission codes, as well as examples of each, please see the Oracle Mission Code Definitions list.

Given OHSU's goal of managing research efficiently so we can support a growing research program, we need to ensure full recovery of the real cost of doing research. Waivers or reductions from the negotiated F&A rates will only be considered for the following reasons:

(1) When a new OHSU investigator is transferring grants to OHSU from another institution, OHSU will (if necessary) reduce the F&A charge on the grant for the partial year immediately following the transfer. Each succeeding full year will carry OHSU's negotiated F&A rate. The investigator will be expected to negotiate with the funding agency or his/her division, department or school for any shortfall in those succeeding years. RDA will be glad to assist in negotiations with the funding agency.

(2) When applying for grants with an agency that has specific, consistently applied, written policies on F&A costs, OHSU will accept the F&A rate allowed by the agency . The F&A will not be reduced on any proposal to a granting agency willing to pay the negotiated rate. As OHSU evaluates its research mission and assesses the actual cost of conducting research, some grants that do not carry F&A because of agency policies may not be cost-effective and thus may be unacceptable. It is a goal for RDA whenever possible to either negotiate some F&A with these agencies or to attempt to obtain some other benefits in lieu of F&A on behalf of the institution and/or investigator.

NIH NRSA Award Stipend Levels

The following annual stipend levels apply to all individuals receiving support through institutional research training grants or individual fellowships, including the Minority Access to Research Career (MARC) and Career Opportunities in Research (COR) programs.

Career LevelStipend
(FY 2006, 2007 and 2008)
Undergraduates in the MARC and COR programs:       
      Freshmen/Sophomores$ 7,812
      Juniors/Seniors$ 10,956
  
Predoctoral$20,772
  
Postdoctoral - years of experience: 
      0$36,996
      1$38,976
      2$41,796
      3$43,428
      4$45,048
      5$46,992
      6$48,852
      7 or more$51,036

Modular Grant Applications

The following types of grant proposals are eligible for submission using the Modular application format:

  • RO1, RO3, R15, R21, R41, and R43
  • Certain RFA's that specifically call for this method
  • Applies to all New, Revised and Competing applications requesting $250,000/yr or less for the above type categories

Overview

  • Applications that use the Modular format may request no more than $250,000 in direct costs in any one year.
  • The term 'modular' is used to describe the process of budgeting in modules of $25,000 increments up to the total direct cost budget.
  • Typically there will be the same number of modules each year.
  • Forms DD and EE are not required by the NIH.
  • Budget justification (narrative) will provide only for personnel, consortium/contractual costs if any are anticipated, and equipment ( only if the purchase of equipment requires the need for an additional module in any one year).
  • Additional budget justification narrative may be necessary if there is a variation in the number of modules from year to year; e.g., if a large piece of equipment is being purchased for the first year only, equipment should be described in the narrative and costed out in modules.
  • Total costs should take into consideration a 3% escalation/inflation factor that is built into the modules.
  • Rebudgeting after the grant is awarded is not limited by NIH. It is only limited by institutional accounting standards and practices.
  • When calculating annual costs, investigators are advised to anticipate across-the-board funding cuts of up to 10%.

See the NIH Modular Grants site for more information.

For information about Federal and OHSU policies regarding proposal budgets, please see the Sponsored Projects Administration Policies & Procedures page.