HIPAA and Research: General Information
What is Research?
HIPAA defines research as "a systematic investigation, including research development,
testing, and evaluation, designed to develop or contribute to generalizable knowledge." This
definition is identical with the one used in the so-called Common Rule, separate federal
legislation designed to protect human subjects involved in research. HIPAA describes
privacy standards for protecting PHI, and so only applies to research that involves
humans’ (not animals’) health information.
HIPAA and New Documentation Requirements
New research documents include a HIPAA authorization form, a waiver of authorization form,
and a data use agreement form. These forms will be made available on the HIPAA web
site forms page as they are developed, and can
also be obtained through OHSU’s Research Integrity Office.
Patient Rights and Research
Under HIPAA, patients have certain new rights. Those that may affect research include
the right to receive OHSU’s Notice of Privacy Practices (NPP), the right to access,
inspect, and receive a copy of one’s own PHI, the right to request an amendment to
one’s own PHI, and the right to an accounting of certain disclosures of PHI that occur
outside the scope of treatment, payment and health care operations (TPO) that
have not been authorized. See the Research FAQ’s
for more information.
HIPAA and Existing Studies
Studies that enroll human subjects prior to April 14, 2003 may proceed according to the
protocol documents that were approved by the IRB. After April 14, 2003, researchers
may continue to collect and use data gathered from these subjects, and no new
documentation is required. However, any research subject enrolled AFTER April
14, 2003 must sign a HIPAA-compliant authorization form. This form is in
addition to the existing Informed Consent document, and is federally required.
In many cases, the Informed Consent document may be combined with a HIPAA
authorization; contact OHSU’s Research Integrity Office
for more information, or see the Research FAQ’s.
HIPAA Compliance Deadline
OHSU must comply with all HIPAA standards by April 14, 2003.
More Information
You can contact OHSU’s Research Integrity Office
or OHSU’s HIPAA Program for
more information. You can also check out our
Research FAQ’s
or some outside
resources.
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