The
Oregon Alzheimer's Disease Center
(OADC) wishes to encourage collaboration
between investigators within
and outside the center and proposes
these guidelines to foster collaboration
while ensuring appropriate credit
to participating scientists and
research programs.
Authorship
identifies those individuals
who deserve primary credit
and hold primary responsibility
for a published work. Because
scholarly activity as evidenced
by publication of
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original work is
a major area
in which faculty are evaluated
for appointment, promotion,
tenure and research funding,
the criteria used to
determine authorship are of critical
concern. Although many of the
examples offered here are most
relevant to reports of original
research investigations, this
policy is intended to apply to
all types of scholarly writing
including authorship of theoretical
papers, review papers, case histories,
book chapters, and books. While
most papers will include
one
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or
more members of the OADC as authors
(from
Clinical, Statistical, Neuropathological,
Genetics, or Administrative Cores),
ALL papers that use center data
or facilities must also include
an acknowledgement of the OADC
in the following form "We acknowledge
the contribution of the Oregon
Alzheimer’s Disease Center
NIH #AG08017." All publications
that use Center data, facilities
or personnel should be sent to
the OADC when the paper is submitted.
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Assignment
of credit
All individuals making a major contribution to a
publication should be acknowledged by the inclusion
of the individual's name as an author. The OADC contact
person designated with your OADC Data Request will
help identify OADC personnel who have contributed
to the data you request. A major contribution may
include: formulating the problem or hypothesis, structuring
the experimental design, recruiting and testing of
subjects (or tissue), neurologic, neuropsychologic
or neuropathologic diagnoses on subject samples,
organizing and conducting data analyses, interpreting
the results, or writing a major portion of the paper.
A substantial contribution to one or more of these
activities is generally considered sufficient for
authorship.
An
individual whose contribution consists solely
of developing unique materials
or techniques might also
be listed as an author if those
materials or techniques were developed
specifically for the project and
represent a major contribution
to the overall project. In situations
where several individuals make
major contributions to a publication,
the name of the individual who
made the principal contribution
should be listed as first author,
with subsequent names listed in
order of decreasing contribution.
By convention, in certain disciplines,
an individual who makes a major
contribution to a publication may
sometimes be listed as last author
to identify the research group
or unit in which the work was done
even though that individual's overall
contribution is not less than those
of individuals listed earlier in
the by-line. Other instances in
which authorship order does not
reflect relative contributions
(e.g. alphabetical listing of author
names) should be explained in a
footnote.
Minor
contributions do not necessarily
warrant authorship, but should be
acknowledged in the text or a footnote.
These supportive contributions include:
conducting literature searches, designing
or building an apparatus, providing
statistical advice, routine data
collection, data tabulation or
entry, designing a computer program,
accessing data from the OADC database,
providing laboratory space or equipment,
general supervision of a research
group or acquisition of funding.
Although any one of these activities
alone would not ordinarily be considered
sufficient for authorship, authorship
might be justified if the completion
of a combination of these (and possibly
other) tasks by an individual constituted
a major contribution to the overall
project.
In
order to avoid potential conflicts regarding
authorship, members of the research group
should discuss authorship and authorship
ranking order before beginning any specific
research project. Primary responsibility
for initiating such discussions rests with
the individual who expects to make the principal
contribution to the published work.
Acceptance of responsibility
By accepting credit for a publication, authors also
accept responsibility for the content of the publication.
All authors share responsibility for ensuring a) the
factual accuracy of the content of the publication,
b) that proper acknowledgement is given (via specific
citations) for published or unpublished materials that
directly influenced the writing or research, c) the
publication contains no plagiarism, d) that institutional
and other requirements were met for protecting human
or animal subjects used in completing the published
work, and e) that possible conflicts of interest (e.g.,
industry relationships) are acknowledged in the text
or in a footnote. The designated responsible author
has primary responsibility for addressing these issues.
Process
for Assigning Authorship Credit and
Responsibility
The process for assigning authorship credit and responsibility
must take the following points into consideration.
The responsible author must address each of these
items.
1. Consent must be received from all individuals
named as authors.
2. Authors are responsible for determining the order
of authorship and must ensure that major and minor
contributions are appropriately acknowledged.
3. All authors must be given a reasonable opportunity
to examine the content of the manuscript and give
their approval before it is submitted for publication.
In addition, all authors must be notified about editorial
decisions and, if revisions are required, must give
their approval before the revised manuscript is submitted
for publication. A copy of the manuscript and all
editorial correspondence must be given to all authors.
4. When authorship concerns arise, authors are strongly
encouraged to seek the advice of colleagues who have
not participated in the scholarly activity.
5. Any paper submitted for publication that used
OADC subjects, data, or tissue should include an
acknowledgement to the OADC and a copy of the submitted
manuscript should be sent to the OADC.
Consultation
Center personnel are often consulted
by outside investigators regarding
aspects of study design, methods,
data analyses, etc. We encourage
investigators to utilize the expertise
of OADC personnel. However, if consultation
extends beyond occasional advice, OADC personnel
may request authorship and/or acknowledgement
to the OADC on resulting publications.
Authorship
Conflicts
Conflicts regarding authorship should be referred
to the OADC Executive Committee (contact: Dr. Jeffrey
Kaye, (503) 494-6976). |